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Regulation Best Interest
- SL Reed and Company Form CRS
- Potential Conflicts of Interest-New Accounts
- Potential Conflicts of Interest-Rollovers
- Potential Conflicts of Interest-Mutual Funds
- Potential Conflicts of Interest-Custodial Accounts
- Potential Conflicts of Interest-Individual Securities Selection
- Potential Conflicts of Interest-Annuities and Insurance
SEC Rule 606 Reports
- 2024 Q2 SEC Rule 606 Report
- 2024 Q2 SEC Rule 606 Report XML
- 2024 Q1 SEC Rule 606 Report
- 2024 Q1 SEC Rule 606 Report XML
- 2023 Q4 SEC Rule 606 Report
- 2023 Q4 SEC Rule 606 Report XML
- 2023 Q3 SEC Rule 606 Report
- 2023 Q3 SEC Rule 606 Report XML
- 2023 Q2 SEC Rule 606 Report
- 2023 Q2 SEC Rule 606 Report XML
- 2023 Q1 SEC Rule 606 Report
- 2023 Q1 SEC Rule 606 Report XML
- 2022 Q4 SEC Rule 606 Report
- 2022 Q4 SEC Rule 606 Report XML
- 2022 Q3 SEC Rule 606 Report
- 2022 Q3 SEC Rule 606 Report XML
- 2022 Q2 SEC Rule 606 Report
- 2022 Q2 SEC Rule 606 Report XML
- 2022 Q1 SEC Rule 606 Report
- 2022 Q1 SEC Rule 606 Report XML
- 2021 Q4 SEC Rule 606 Report
- 2021 Q4 SEC Rule 606 Report XML
- 2021 Q3 SEC Rule 606 Report
- 2021 Q3 SEC Rule 606 Report XML
- 2021 Q2 SEC Rule 606 Report
- 2021 Q2 SEC Rule 606 Report XML
- 2021 Q1 SEC Rule 606 Report
- 2021 Q1 SEC Rule 606 Report XML
- 2020 Q4 SEC Rule 606 Report
- 2020 Q4 SEC Rule 606 Report XML
- 2020 Q3 SEC Rule 606 Report
- 2020 Q3 SEC Rule 606 Report XML
- 2020 Q2 SEC Rule 606 Report
- 2020 Q2 SEC Rule 606 Report XML
Other Disclosures
Balance Sheet (Rule 17a-5(c) reporting)
- Statement of Financial Position 6-30-23 Unaudited
- Statement of Financial Position 12-31-22 Audited
- Statement of Financial Position 6-30-22 Unaudited
- Statement of Financial Position 12-31-21 Audited
- Statement of Financial Position 06-30-21 Unaudited
- Statement of Financial Position 12-31-20 Audited
- Statement of Financial Position 06-30-20 Unaudited
- Statement of Financial Position 12-31-19 Audited
- Statement of Financial Position 06-30-19 Unaudited